Investor Relations | TradeStation UK | SEC Rule 606 Report

Additional Terms and Conditions: Options trading is not suitable for all investors. Your account application to trade options will be considered and approved or disapproved based on all relevant factors, including your trading experience. Automated trading, as it relates to direct-access electronic placement and execution of equity options trades, requires manual one-click verification before order is sent. Please click here to view the document titled Characteristics and Risks of Standardized Options.

IMPORTANT INFORMATION: No offer or solicitation to buy or sell securities, securities derivative or futures products of any kind, or any type of trading or investment advice, recommendation or strategy, is made, given or in any manner endorsed by TradeStation Securities, Inc. or any of its affiliates. ■ Past performance, whether actual or indicated by historical tests of strategies, is no guarantee of future performance or success. ■ There is a risk of loss in futures trading. Options and Security Futures trading is not suitable for all investors. Please view the document titled Risk Disclosure Statement for Futures and Futures Options ■ System access and trade placement and execution may be delayed or fail due to market volatility and volume, quote delays, system and software errors, Internet traffic, outages and other factors. ■ All proprietary technology in TradeStation is owned by TradeStation Technologies, Inc., an affiliate of TradeStation Securities, Inc. ■ Barron's is a registered trademark of Dow Jones. ■ Trading foreign exchange carries a high level of risk and may not be suitable for all investors. There is a possibility that you may sustain a loss equal to or greater than your entire investment; therefore, you should not invest or risk money that you cannot afford to lose. You should be aware of all risks associated with foreign exchange trading.

*GAIN Capital Group, LLC acts as the counterparty for each forex transaction and as a liquidity provider to clients using its access to the inter-bank market. In doing so, GAIN Capital Group, LLC assumes the risk associated with each transaction. A portion of GAIN Capital Group, LLC’s profitability may be the difference between the bid and the offer provided to the client, as well as GAIN Capital Group, LLC’s ability to offset any risk transferred to GAIN Capital Group, LLC by clients.