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TradeStation Securities – Quarterly
Order Routing Disclosure
SEC Rule 606
For Quarter Ending
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NYSE Stocks |
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%
of Total Orders that were Non-Directed Orders |
%
of Non-Directed Orders that were Market Orders |
%
of Non-Directed Orders that were Limit Orders |
%
of Non-Directed Orders that were Other Orders |
| TradeStation
Securities |
92.36% |
31.86% |
43.63% |
24.50% |
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% of Non-Directed
Orders |
% of Non-Directed
Market Orders |
% of Non-Directed
Limit Orders |
% of Non-Directed
Other Orders |
| EDGA |
43.44% |
58.17% |
33.89% |
41.30% |
| EDGX |
25.75% |
0.67% |
40.66% |
31.78% |
| AUTO |
19.62% |
25.85% |
16.44% |
17.19% |
| NQBX |
9.74% |
13.89% |
7.51% |
8.31% |
| GFLO |
9.56% |
14.98% |
6.37% |
8.20% |
| NYSE |
1.03% |
0.71% |
0.82% |
1.83% |
| Other |
0.46% |
0.42% |
0.54% |
0.38% |
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AMEX/Other Exchange
Stocks |
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%
of Total Orders that were Non-Directed Orders |
%
of Non-Directed Orders that were Market Orders |
%
of Non-Directed Orders that were Limit Orders |
%
of Non-Directed Orders that were Other Orders |
| TradeStation
Securities |
93.38% |
33.94% |
43.00% |
23.06% |
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% of Non-Directed
Orders |
% of Non-Directed
Market Orders |
% of Non-Directed
Limit Orders |
% of Non-Directed
Other Orders |
| EDGA |
34.71% |
42.77% |
28.01% |
35.34% |
| BATS |
23.04% |
0.20% |
39.13% |
26.67% |
| NQBX |
16.99% |
25.79% |
10.96% |
15.27% |
| GFLO |
15.11% |
23.99% |
9.06% |
13.31% |
| AUTO |
13.23% |
14.01% |
13.18% |
12.16% |
| NITE |
3.55% |
8.17% |
0.01% |
3.34% |
| EDGX |
1.63% |
0.20% |
2.58% |
1.98% |
| CDRG |
1.21% |
0.01% |
2.29% |
0.94% |
| Other |
0.25% |
0.44% |
0.16% |
0.15% |
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NASDAQ Stocks |
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%
of Total Orders that were Non-Directed Orders |
%
of Non-Directed Orders that were Market Orders |
%
of Non-Directed Orders that were Limit Orders |
%
of Non-Directed Orders that were Other Orders |
| TradeStation
Securities |
91.14% |
31.54% |
43.74% |
24.72% |
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% of Non-Directed
Orders |
% of Non-Directed
Market Orders |
% of Non-Directed
Limit Orders |
% of Non-Directed
Other Orders |
| EDGA |
36.67% |
49.07% |
26.87% |
38.20% |
| EDGX |
25.23% |
0.56% |
41.47% |
27.97% |
| AUTO |
20.78% |
25.47% |
18.28% |
19.23% |
| GFLO |
9.93% |
15.08% |
6.68% |
9.13% |
| NQBX |
8.10% |
11.88% |
5.78% |
7.38% |
| CDRG |
3.57% |
8.37% |
0.00% |
3.74% |
| NITE |
2.02% |
0.08% |
3.62% |
1.67% |
| NSDQ |
1.30% |
0.61% |
2.05% |
0.86% |
| Other |
0.06% |
0.00% |
0.11% |
0.07% |
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Listed Options |
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%
of Total Orders that were Non-Directed Orders |
%
of Non-Directed Orders that were Market Orders |
%
of Non-Directed Orders that were Limit Orders |
%
of Non-Directed Orders that were Other Orders |
| TradeStation
Securities |
97.58% |
11.42% |
71.13% |
17.45% |
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% of Non-Directed
Orders |
% of Non-Directed
Market Orders |
% of Non-Directed
Limit Orders |
% of Non-Directed
Other Orders |
| ISE |
55.79% |
46.25% |
56.22% |
60.30% |
| PHLX |
16.77% |
21.98% |
16.67% |
13.78% |
| CBOE |
12.33% |
9.55% |
12.75% |
12.46% |
| NYSE Arca |
7.91% |
9.18% |
7.50% |
8.77% |
| XNDQ |
6.51% |
9.86% |
6.15% |
5.76% |
| BOX |
1.09% |
3.37% |
0.72% |
1.13% |
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Orders may be routed to more than one venue.
This may result in the aggregate of percentages totaling more than 100%.
Material aspects of TradeStation Securities’
relationships. |
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| Leader in Rule-Based Trading tagline based on industry awards and reviews. |
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